Financial institutions internal audit

Establish an internal audit strategy and vision

Leverage our expertise and leading practice framework in transforming professional practices and operating models for internal audit including internal audit charters, manuals, policy and procedures, risk assessment framework, audit methodology, continuous monitoring, quality assurance improvement program, data analytics, automation, machine learning, generative artificial intelligence.

Enhance your team with co-sourcing and outsourcing

Provide specialized technical skills and personnel and supplement a bank’s existing team or provide a full outsource services in all risk stripes. Leverage our expertise and resources to enhance the effectiveness of internal controls and risk management, including risk assessment, audit planning and scoping, audit execution, reporting, project management professional services support and quality assessment.

Support internal audit talent

Develop an internal audit talent strategy and framework assessment and implementation. Provide upskilling (in-person and online training), subject matter specialist support, and staff augmentation (offshore and onshore) support.

Adopt efficient technology

Transform internal audit through technology to increase efficiency, broaden coverage, and provide valuable insights using data analytics, automation, artificial Intelligence, and Generative AI.

Access control advisory

Develop a control risk assessment, identify control gaps, and provide recommendations on the design and implementation of control and processes, control testing and remediation, control automation and optimizations.

Achieve and maintain Sarbanes-Oxley compliance

Provide SOX readiness support, compliance program assessment, control evaluation and reporting. Drive transformation and optimization. Expertise in Japanese SOX Compliance.