Regulatory change management

Identify and implement regulatory obligation

Assist with the development of regulatory inventories as well as assess impact of proposed or pending rule changes on business, operations, technology, risk and compliance.

Develop and manage regulatory obligation

Identify and prioritize proposed or pending laws, rules, and regulations (LRRs) to a practical level to facilitate impact and coverage assessments.

Automate regulatory change monitoring

Provide curated data feeds to track new and proposed LRRs to maintain evergreen regulatory inventories.

Develop and map policy, procedure, and controls

Develop and enhance compliance and operational policies, procedures, and controls; map to applicable regulatory obligations to assist with a comprehensive coverage.

Develop control test scripts

Develop and enhance control test scripts to address applicable regulatory obligations as they are expressed within internal controls.